Question #19
Reading: Reading 41 Code of Ethics
PDF File: Reading 41 Code of Ethics.pdf
Page: 6
Status: Incorrect
Correct Answer: B
Your Answer: C
Question
The first component of the Code of Ethics does NOT explicitly say that a CFA Institute member will act in a certain manner with respect to which of the following groups?
Answer Choices:
A. Prospective clients
B. CFA Institute members and candidates in the CFA Program
C. Colleagues
Explanation
Participants in the CFA Program are not specifically mentioned in the Code of Ethics.
Component one mentions duties to the public, clients, prospects, employers, employees,
colleagues, and other participants in the global capital markets.