Question #37
Reading: Reading 42.4 Standards of Professional Conduct Guidance for Standards IV
PDF File: Reading 42.4 Standards of Professional Conduct Guidance for Standards IV.pdf
Page: 16
Status: Incorrect
Correct Answer: C
Your Answer: A
Question
Pamela Gee is a portfolio manager. She is planning to establish her own money management firm. She has already informed her employer, Branford, Inc., about her plans. In her remaining time at Branford, she may:
Answer Choices:
A. solicit Branford colleagues but not Branford clients
B. inform her current clients about her resignation and let them know how to reach her
C. start the registration of her new company
Explanation
(Module 42.7, LOS 42: IV(A))