Question #42

Reading: Reading 42.6 Standards of Professional Conduct Guidance for Standards VI

PDF File: Reading 42.6 Standards of Professional Conduct Guidance for Standards VI.pdf

Page: 20

Status: Unattempted

Question
Rochester Frankfurt is a market maker in the stock of Byrne Brands, Inc. The chairman of Rochester Frankfurt serves on the board of directors of Byrne Brands. If an analyst at Rochester Frankfurt who is a CFA charterholder makes an investment recommendation on Byrne Brands, which of these two facts is the analyst required to disclose?
Answer Choices:
A. Both of these facts
B. Neither of these facts
C. Only one of these facts
No explanation available for this question.
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