Question #40
Reading: Reading 42.6 Standards of Professional Conduct Guidance for Standards VI
PDF File: Reading 42.6 Standards of Professional Conduct Guidance for Standards VI.pdf
Page: 19
Status: Unattempted
Question
If a CFA charterholder receives a referral fee, he must:
Answer Choices:
A. disclose the nature of the fee arrangement to the client before entering into a formal agreement
B. disclose the fee to the supervisor, in written form, as an additional benefit
C. consult with the firm's compliance officer, and follow his or her instructions concerning disclosure
No explanation available for this question.