Question #6
Reading: Reading 42.6 Standards of Professional Conduct Guidance for Standards VI
PDF File: Reading 42.6 Standards of Professional Conduct Guidance for Standards VI.pdf
Page: 3
Status: Unattempted
Question
Abner Flome, CFA, is writing a research report on Paulsen Group, an investment advisory firm. Flome's brother-in-law holds shares of Paulsen stock. Flome has recently interviewed for a position with Paulsen and expects a second interview. According to the Standards, Flome's most appropriate action is to disclose in the research report:
Answer Choices:
A. that he is being considered for a job at Paulsen
B. his brother-in-law’s holding of Paulsen stock
C. his brother-in-law’s holding of Paulsen stock and that he is being considered for a job at Paulsen
No explanation available for this question.