Question #2
Reading: Reading 42.6 Standards of Professional Conduct Guidance for Standards VI
PDF File: Reading 42.6 Standards of Professional Conduct Guidance for Standards VI.pdf
Page: 1
Status: Unattempted
Question
A firm produces regular proprietary research reports on various companies. According to Standard VI(B), Priority of Transactions, which of the following would be an "access person"?
Answer Choices:
A. An independent auditor with access to material, non-public information on a company being analyzed
B. A person working in the mail room
C. A supervisory analyst who reviews all research reports prior to dissemination
No explanation available for this question.