Question #20

Reading: Reading 35 Exchange-Traded Funds - Mechanics and Applications

PDF File: Reading 35 Exchange-Traded Funds - Mechanics and Applications.pdf

Page: 6

Status: Incorrect

Correct Answer: B

Your Answer: B

Question
It would be most accurate to state that ETF shares can be created or redeemed by:
Answer Choices:
A. anyone, including individual investors using a brokerage account
B. a special group of institutional investors (APs) only
C. accredited investors (i.e. qualified investors) only
Explanation
The only investors who can create or redeem new ETF shares are a special group of institutional investors called authorized participants. ETFs' creation/redemption mechanism allows for the continuous creation and redemption of ETF shares.
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